Legal Notices

Here you’ll find several legally required notices and disclosures for your review.

• The Notice of Automatic Enrollment advises of your rights as they relate to this Plan feature.
• The Schwab Personal Choice Retirement Account® (PCRA) Pricing Summary covers the costs associated with investing a portion of your account balance in the brokerage account.
• The Default Investment Notice outlines your rights if you have not chosen funds but are making contributions to the Plan.
• The Special Tax Notice Regarding Plan Payments explains the tax consequences of taking a distribution from your Plan. Receiving this does not mean you are eligible for a distribution or that you have requested a distribution. It is simply provided for your records at this time and will apply if you request a distribution from the Sony USA 401(k) Plan in the future.
• The Fee Disclosure describes important information regarding Section 404(c) of the Employee Retirement Income Security Act (ERISA). This information relates to your personal responsibility for the investment choices you make within the Sony USA 401(k) Plan.
• The Safe Harbor Notice explains the Plan is intended to qualify as a safe-harbor plan and advises of certain key Plan provisions.