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We believe everyone deserves access to fiduciary advice

We offer participants a variety of ways to access the fiduciary advice they want and need.

Investors crave advice that is personalized, unbiased and simple to understand1

We offer a fiduciary advice model for everyone

Digital

Virtual

Over the phone

In person

More about Advisory Services and how we complement your practice

Explore our comprehensive fiduciary advice program

Whether savers are looking for quick, point-in-time check-ins or a recurring and comprehensive program, our fiduciary advice program is designed to support a wide range of needs. This model delivers advice on topics like savings rates, investments, distributions, financial planning (budgeting, debt management, etc.) and retirement income planning.

There is no guarantee provided by any party that participation in any of the advisory services will result in a profit.

Best interest point-in-time advice2

One-time advice consultations on a range of topics, including retirement, investing, distributions and financial wellness.

Comprehensive Financial Planning

We take all your investments and assets into account when building your portfolio and come with a game plan in helping you with stock options, private company stocks and highly appreciated securites.

Empower Retirement Advisory Services (Advisory Services)3

Personalized retirement strategies created, implemented and monitored by investment professionals and online advice for those looking to validate the strategy they created.

Portfolio Customization

We take all your investments and assets into account when building your portfolio and come with a game plan in helping you with stock options, private company stocks and highly appreciated securites.

Dynamic QDIA5

Empower Dynamic Retirement Manager (DRM)™, Empower Retirement’s dynamic QDIA, allows employers to address the unique needs of each employee through their QDIA by transitioning savers into a personalized retirement strategy at a predetermined age.

Fiduciary protection

Our fiduciary advice solutions provide either 3(21) or 3(38) participant-level fiduciary advice on a variety of topics, including: savings strategies (pretax or Roth), savings rates, investments, distributions, financial planning (budgeting, debt management, etc.) and retirement income planning.

3(38)

service for those subscribing to Advisory Services

3(21)

service for those using online or point-in-time advice

Help give your employees the help they need for a brighter financial future. Please contact your sales representative at 877-630-4015

Empower Advisory Group, LLC, a registered investment adviser, provides financial planning services using the MoneyGuidePro tool. MoneyGuidePro is not affiliated with Empower Retirement, LLC and its affiliates. Empower Retirement, LLC and its affiliates are not responsible for the third-party content provided.

1 Empower Institute, “State of Financial Inclusion,” January 2021.

2 Point-in-time advice is provided by an Empower representative registered with Empower Financial Services, Inc. at no additional cost to account owners. There is no guarantee provided by any party that use of the advice will result in a profit.

3 Online advice and the managed account service are part of the Empower Advisory Services suite of services offered by Empower Advisory Group, LLC, a registered investment adviser.

EFSI is an affiliate of Empower Retirement, LLC; Empower Funds, Inc.; and registered investment adviser Empower Advisory Group, LLC.

4 The advisory services are offered by the named registered investment adviser as defined by the advisory services agreement. Subadvisory services are provided by Empower Advisory Group, LLC, a registered investment adviser. The named registered investment adviser is not affiliated with EAG. The named registered investment adviser may pay some or the entire participant advisory services fees to EAG as subadviser for the named registered investment adviser.

5 The managed account service offered through Empower Dynamic Retirement Manager is provided by the named registered investment adviser as defined by the advisory services agreement.

FOR FINANCIAL PROFESSIONAL USE ONLY.

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